1Department of Molecular, Cellular and Biomedical Sciences, University of New Hampshire, Durham NH, United States
2Department of Chemistry, University of Alaska Anchorage, Anchorage AK, United States
3Department of Biological Sciences, University at Albany, State University of New York, Albany, United States
Corresponding author details:
Brian M. Barth
Department of Molecular, Cellular and Biomedical Sciences
University of New Hampshire, Durham NH 03824 USA
Durham,United States
Copyright: © 2020 Belknap KC, et al. This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 international License, which permits unrestricted use, distribution and reproduction in any medium, provided the original author and source are credited.
Cancer is caused by a compilation of hereditary and environmental factors. In the past
decade, next-generation sequencing has revealed the extent to which the microbiome
influences the maintenance of homeostasis and therefore the prevention of diseases
such as cancer. Current research efforts explore the interaction between cancer and the
microbiome, and the results are anticipated to transform how clinicians approach cancer
treatment. There is a plausible transition from the use of human genetic biomarkers to
microbiomic biomarkers for genomic diagnostics. Considering the expanding knowledge of
the ways in which the microbiome can affect the development of cancer, clinicians treating
cancer patients should be considerate of how the microbiome can influence the host-drug or
microbiome-cancer interactions. Recognition of the importance of the microbiome within
the field of oncology is pertinent to understanding and furthering cancer development and
treatment.
Microbiome; Cancer therapeutics; Leukemia; Breast cancer, Gastric cancer; Colorectal
cancer; Skin cancer
An individual’s likelihood to develop cancer or respond to heterogeneous prescribed treatments for their cancer does not depend solely on the individual’s genome. The environment that a person lives in can play a very important role in the development and persistence of cancer. Until recently, the environment within a patient was not considered when analyzing the longevity and treatment of cancer patients. The fields of cancer pharmacology and microbiology have become entangled within the last decade. nextgeneration sequencing has expedited this process by allowing researchers to identify the individual constituents and the overall complexity of the microbiome.
The holobiont is a composite of all the cells on and within our bodies. This concept is not restricted to human cells, but rather incorporates all present populations of bacteria, fungi, and viruses [1]. Researchers are investigating the holobiont as a tool to monitor cancer development and treatment. Our bodies are ecosystems that support mutualistic relationships with the billions of other organisms that live on and within us. The holobiome is a term which refers to the combination of all the genomes of the components that make up the holobiont [2]. The human genome can regulate the expression of the microbial genome, and vice versa. Additionally, bacterial metabolites produced on or within the human body can influence both normal cells and cancer cells. The consequences of such interactions may determine how cancer cells respond to chemotherapy, while the microbiome itself can prevent or promote cancer development.
Therefore, the composition of a patient’s microbiome may function as a useful biomarker
in predicting how a patient may respond to treatments, or combinations of treatments.
Dysbiosis, or the maladaptation and imbalance of bacteria present on or within the body, is correlated with decreasing levels of overall cancer survival and increased risk for infection [3]. There are differing perspectives regarding if dysbiosis causes cancer or if cancer causes dysbiosis, but nonetheless the two conditions are related to each other. This correlation is evident with leukemia and bacteremia (Table 1). Leukemia is a hematological malignancy that causes a population of immature white blood cells to clonally expand in the bone marrow, thus inhibiting normal blood cell function. Bacteremia is a form of dysbiosis in which bacteria enter the blood stream [4]. TNFα-mediated disruptions of the intestinal barrier can induce the translocation of macromolecules from the gastrointestinal system to the vascular bed in murine models [5]. Induction chemotherapy can also break down the intestinal barrier, causing patients receiving hematopoietic stem cell transplants to have increased risk of bacteremia and acute graft-versus-host disease [6].
The utilization of intestinal barrier protection to prevent the translocation of bacteria from the gastrointestinal tract to the blood stream has been contemplated but not fully-investigated as a therapeutic for leukemia. Comparatively, Irritable Bowel Syndrome has been connected to leaky gut syndrome [7], but not to bacteria. Although the findings are difficult to interpret due to the use of various strains of probiotics, supplementation of lactic acid bacteria has been found to improve the phenotype of Irritable Bowel Syndrome and reduce leakage [7-9].
Probiotics or prebiotics have been used as mechanisms to upregulate lactic acid bacteria and repair the gastrointestinal barrier [4,8]. The approach utilizing probiotics includes the administration of live bacteria, which, ironically, has been associated with a small percentage of bacteremia cases. Prebiotics are polysaccharides that are non-digestible by humans [10]. The supplementation of these prebiotics modifies the microbiome by up-regulating the bacterium that thrive on the polysaccharide substrate. Prebiotics have been utilized to up-regulate lactic acid bacteria and increase the production of butyrate [11,12]. Butyrate is a short chain fatty acid produced by the digestion of dietary fiber and complex carbohydrates. It can be an oncometabolite in mouse models of Lynch Syndrome, specifically of transgenic mice with mutations of the MMR gene family (MLH1, MSH2, or PMS2). In Lynch Syndrome model organisms, butyrate induces the proliferation of epithelial cells [13]. However, in MMR proficient models, butyrate can be utilized as an onco-suppressive metabolite. Therefore, in patients without MMR gene family mutations, butyrate should be considered as a potential cancer therapeutic. This alternating role of butyrate is termed the butyrate paradox. It is dependent upon the human host’s genetic background [13], and should be considered if butyrate is utilized in leukemia drug development.
Antibiotics can also cause dysbiosis, thus adding an additional variable to consider when analyzing the interconnections between leukemia and dysbiosis. Many leukemia patients are treated with chemotherapeutics in combination with antibiotics. This can cause immunosuppression and disruption of the mucosal epithelium [4]. Disruption of an intestinal barrier’s microbiome, and therefore the alpha diversity of the microbiome, implies the absence of commensal microorganisms that typically defend mucosal sites from pathogenic species.
This can in turn result in recurrent episodes of bacteremia. In the clinical setting, bacteremia is frequently correlated with intestinal barrier degradation and gut leakage [4]. Bacteria, and the toxins that the bacteria produce, can systemically spread throughout the body of a cancer patient if their gastrointestinal barrier is impaired. E. coli is responsible for many bacteremia cases in acute myeloid leukemia (AML) patients [14]. However, the so-called “leaky gut” of cancer patients has only recently been associated with AML patient bacteremia [5]. Alternative portals of bacteremia in leukemia patients include vascular catheters [15], the respiratory tract [16,17] and skin abrasions [18]. However, at State Clinical Hospital in Gdańsk, Poland, an estimated 72% of all bacteremia cases in the adult hematology clinic came from previously unknown sources [4]. Comparative 16S analysis of blood and bowel E. coli samples revealed that 24% of leukemia patient bacteremia cases of unknown origin were sourced from gastrointestinal leakage of E. coli. 19.1% of patients in the adult hematology clinic developed bacteremia, compared to the 1.6% of the rest of the hospital [4].
Loss of heterozygosity is also associated with increased risk due
to the inability of one chromosome to compensate for mutations
on the other [19]. Microbiome studies have revealed a similar loss
of heterozygosity over time in cancer patient microbiomic profiles.
This is otherwise referred to as decreased temporal variability or loss
of diversity and it is associated with an increased risk of infection
in cancer patients [3]. Loss of heterozygosity has been considered
as a biomarker for leukemia patients to establish treatment plans.
The associated form of dysbiosis does not stem from the absence
of certain bacterium, but from the dysregulation of the native
and commensal microbiota. It has been shown that AML patients
have a higher likelihood to acquire an infection during induction
chemotherapy if they have a low baseline gastrointestinal alpha
diversity [20]. Comparatively, if the alpha diversity of both the oral
and the gastrointestinal microbiome is low, the patient has a higher
risk for infection within 90-days post-induction chemotherapy
[20,21]. The fecal and buccal samples parallel each other in a trend
of decreasing microbial diversity throughout a longitudinal analysis
of patients undergoing induction chemotherapy [21]. A pattern
of increased pathogenic genera domination events has also been
observed throughout a longitudinal analysis [21]. Not surprisingly,
when pathogenic bacteria dominate a patient’s mucosal epithelium,
the patient is more prone to infection [22]. Although not nearly
as common, cases of increased diversity throughout induction
chemotherapy have also been reported [21]. Oral and gastrointestinal
sites are common origins of infection in immunocompromised patients
[23,24]. Therefore, the temporal variability of the microbiome at both
of those sites is imperative to the understanding and identification
of biomarkers of alpha diversity for high and low risk infection
groups. Microbiome composition could be used as a biomarker to
identify leukemia patients that are more likely to develop infections
throughout induction chemotherapy and less likely to have positive
outcomes. Therefore, preventative actions could be taken including
alternations in chemotherapeutic intervention, antimicrobial
therapeutics, and microbiomic modification.
Table 1: Bacterial strains and their roles in leukemia
Table 2: Bacterial strains and their roles in breast cancer
Table 3: Bacterial strains and their roles in gastric cancer
Table 4: Bacterial strains and their roles in colorectal cancer (CRC)
Table 5: Bacterial strains and their roles in skin cancer
Breast cancer is one of the leading causes of cancer-related
death in the United States, yet its etiology remains complex and
perhaps elusive in certain situations [25]. This is especially so as
the microbiome relates to breast cancer (Table 2). Interestingly,
an increased incidence of breast cancer has been observed within
patients that move from areas with low rates of breast cancer to
areas with high rates of breast cancer [26]. This higher risk of breast
cancer development can also be vertically transferred to offspring
[26]. As previously discussed, cancer is sourced from a combination
of genetic and environmental factors. Researchers have postulated
that one of the possible environmental causes of this pattern could
be a woman’s microbiome [25]. A study investigated the breast microbial profiles of women effected by breast cancer verses healthy
women. The microbiomic profiles of women with breast cancer
had higher abundances of Staphylococcus, Enterobacteriaceae, and
Bacillus, compared to controls. Species of Staphylococcus epidermidis
and Escherichia coli isolated from the skin of the cancerous breasts
caused genomic instability by inducing DNA double stranded breaks
in HeLa cells [27]. Women with breast cancer also had decreased
levels of lactic acid bacteria, as compared to women without breast
cancer [27].
Gastric adenocarcinoma is a prime and well-studied example for the role of the microbiome in cancer. Gastric adenocarcinoma, or cancer of the stomach, is a substantial cause of cancer-related deaths worldwide. Infection with the Helicobacter pylori bacteria is the leading risk factor for gastric cancer (Table 3), so it has been classified as a class 1 carcinogen by the International Agency for Research on Cancer [35]. Humans hold a long history with the Helicobacter species, with studies indicating the co-evolutionary history to span between 2,500 to 11,000 years ago. The H. Pylori bacterium is endemic to Africa and other third-world countries where the incidence of gastric cancer has been historically higher than in Western countries where exposure to the bacterium is less common [36]. Exposure to H. Pylori typically occurs during childhood, but the bacterium will remain with the individual as an underlying component of the gastric microbiota for many years without the development of clinical symptoms. In fact, the large majority of H. Pylori-infected individuals will live their entire life without developing gastric carcinoma or its preceding traits [37].
Despite the need for further research to incorporate all the environmental factors which can cause H. Pylori-mediated gastric carcinogenesis, studies have explored the two main virulence factors of the bacterium. The two most well-known bacterial factors which play a role in gastric cancer development are VacA and CagA. The VacA gene is found in all strains of H. Pylori, but the levels of VacA protein production vary among individual strains. The VacA protein is excreted by the bacterium and causes pore formation in host cells. This effect promotes many events such as intracellular vacuole formation and upregulation of apoptosis. Additionally, the VacA protein binds to CD4+ T cells, preventing de-phosphorylation of NFAT to sequester the transcription factor in the cytoplasm so it cannot activate genes responsible for antigen dependent T cell proliferation [36,38]. These immunosuppressive traits of H. Pylori can enhance the effects and/or development of gastric cancer.
Additionally, more cytotoxic strains of H. Pylori possess the
gene for production of the CagA protein, which is classified as a
bacterial oncoprotein. This protein is produced by the bacterium,
and when inserted into the host cell, causes morphological cell
changes, loss of the gastric epithelial cell polarity, and resistance to
apoptosis [36]. These bacteria may also inject a specific H. Pylori
peptidoglycan into the gastric host cells which leads to stimulation
and activation of the PI3K/Akt signaling pathway. Activation of this
pathway results in stimulation of metastasis by interrupting the
E-cadherin receptor to β-catenin linkage at the cell membrane. This
mediates the actin cytoskeleton and induces transcription of genes
involved in gastric adenocarcinoma metaplasia [36]. Similarly, the
introduction of CagA into host cells stimulates β- catenin activity
through the Wnt signaling pathway. This over-expression of the Wnt
signaling pathway, or a mutation in the gene encoding for one of its
mediators such as the Adenomatous Polyposis Coli (APC), can result
in increased activity of β-catenin and its target genes. Over 50% of
gastric adenocarcinoma cases are characterized by over-expression
of the Wnt signaling pathway or APC mutation. This demonstrates the
role that metabolites of H. Pylori can have in gastric carcinogenesis
[36].
CRC is one of the most commonly diagnosed cancers to occur in both men and women. In CRC, polyps develop on the lining of the colon and/or rectum and begin to grow uncontrollably [39]. In addition, there is an increasing association between the microbiome and the development and treatment of CRC (Table 4). Deep rRNA sequencing was used with human CRC-patient samples to analyze the difference in microbiota of “on-tumor” locations [40]. An overpopulation of the typically-probiotic subclass Coriobacteridae was found on the “on-tumor” samples, with a corresponding lack of strains of the potentially pathogenic Enterobacteriaceae. These findings promote two theories which aim to explain this observed difference in microbiota composition “on-tumor” and “off-tumor”. One theory is that the microenvironment of CRC is colonized by anti-tumorigenic bacteria to prevent rapid carcinogenesis. A second theory explains that the bacteria found in “on-tumor” sites secrete a compound called butyrate. This compound is often considered to be anti-CRC by stimulating cellular signaling pathways associated with an upregulation of apoptosis. However, it is possible that the apoptosis-regulating characteristics of butyrate are only effective in early tumorigenesis.
Thus, theory two suggests that butyrate is instead functioning as an energy source for later stage tumors and may also suppress the inflammatory response of the immune system [40]. As with all cancer-microbiome studies, there exists possible outside factors which may affect the microbiome and cancer development. In another study supporting the microbiota’s role in CRC, researchers found that infection of the colon by Citrobacter rodentium promotes CRC carcinogenesis in the APCmin murine model [41]. C. rodentium is a commonly occurring bacterium in the gastrointestinal tracts of laboratory mice.
In fact, the epithelial cell hyperproliferation that it can lead to has been compared to that of Crohn’s Disease and ulcerative colitis in humans. These diseases are linked to an increased risk of developing CRC. Although the mechanism of C. rodentium influence is not completely uncovered, it is known that C. rodentium causes attaching and effacing lesions in the colon.
It is becoming well-appreciated by the general-public that early
detection and screening is an essential factor in beating CRC. Despite
the ongoing push supporting early screening and less invasive
screening methods, it is reported that over 30% of Americans fail
to seek and/or receive proper and timely screening. Researchers
are aware of this screening gap and recent studies have provided
optimism for future improvements in CRC screening techniques.
One study compared the constituents of the microbiomes of healthy
patients versus those with colorectal carcinomas or adenomas.
This study demonstrated a clear difference in gut microbiome
constituents between these three groups, indicating that evaluation
of the microbiome may be a direction for the improvement of CRC
screening. Data of the bacterial differences collected from both
healthy and cancerous patients were used to develop improved
models for predicting the presence of an adenoma or carcinoma
[42]. This shows the positive effect that the consideration of the
microbiome can have on cancer screening and diagnostics.
Fervent efforts have been devoted to a preventative medicine approach to skin cancer. The integrity of the skin microbiome is well respected as a protective and preventative agent against opportunistic pathogens. However, the possibility of the microbiome protecting the host from skin cancer is a new prospective role (Table 5). Individual constituents of the skin microbiome have been identified as possible biomarkers for melanoma. One study identified discrepancies between the skin microbiomes of melanoma-bearing Libechov mini-pigs as compared with control pigs that did not develop cancer [43]. Pigs with skin microbiomes that had higher percentages of Lactobacillus and Actinobacteria genera were less likely to develop melanoma than those with microbiomes that had lower Lactobacillus and Actinobacteria content [43]. Comparatively, pigs with microbiome profiles containing Fusobacterium and Trueperella genera developed melanoma. These pigs also had high abundances of Staphylococcus and Streptococcus [43]. This is interesting due to the correlation between Fuscobacterium and other cancers, like CRC, in which it has been associated with the induction of inflammation, proliferation, and disease progression [44]. Conversely, commensal strains of Staphylococcus epidermidis have been found to produce 6-N-hydroxyaminopurine (6-HAP), which is an antiproliferative nucleobase analog [45]. 6-HAP can inhibit DNA polymerases in de novo UV light induced neoplasia, thus preventing proliferation of multiple human tumor cell lines [45].
The prevalence of specific genera in a cancer patients’ microbiome could be indicative of potential therapeutic effects. Having a high percentage of Actionobacteria in the oral microbiomes of head and neck squamous cell carcinoma (HNSCC) patients has been associated with better outcomes [46]. An inverse relationship was observed between the abundance of Actinomyces in the oral microflora of 121 patients and the T-stage of HNSCC [46]. T-stage indicates the size and spread of the tumor into adjacent tissues. The increased abundance of Actinobacteria was correlated with decreased T-stage of the HNSCC and better outcomes. This may be the case because many species of the Actinobacteria phylum produce secondary metabolites that have been developed into clinically-available chemotherapeutic drugs.
The role of the microbiome as a third immune system is still hypothetical. Stimulation of the immune system by the microbiome is associated with successful treatment outcomes of melanoma patients receiving immunotherapy. Surveillance studies have established a correlation between melanoma patient’s progression of disease and the composition of their microbiomes. Studies have defined a correlation between increased diversity of oral and fecal samples and a higher response rate to anti-PD1 therapy [47]. Indicator organisms of the Faecali bacterium genus and the Ruminococcacae family were found in higher abundance in samples from patients who responded well to anti-PD1 therapy. Comparatively, an increased abundance of organisms of the Bacteroidales order were found in non-responder fecal samples [47]. Fecal microbiome transplant (FMT) is a prospective treatment for dysbiosis. To test this, genetically identical germ-free mice were given an FMT using malignant melanoma patient fecal samples. This was done to determine if the microbiome alone could influence effectiveness of PD-1 based immunotherapy in the murine models [48]. The samples came from both responder and non-responder melanoma patients undergoing anti-PD-1 therapy. The mice that received an FMT from responder patients had increased levels of cytotoxic CD8+ T cells. In contrast, the mice that received an FMT from non-responders had increased levels of immunosuppressive regulatory CD4+ T cells [48]. Moreover, individual bacterial species were significantly correlated with responsiveness to anti-PD-1 therapy, including Bifidobacterium longum. By comparison, Ruminococcus obeum and Roseburia intestinalis were correlated with non-responsiveness to anti-PD-1 immunotherapy [48]. These findings indicate the propensity for the microbiome to influence the host immune system. FMT is an emerging treatment for a variety of diseases, including Parkinson’s Disease, Multiple Sclerosis, fibromyalgia, obesity, insulin resistance, and autism [49]. Collectively, there is evidence that FMT may also be a strategy for the treatment of cancer.
In another study of melanoma patient fecal samples, the presence
of Akkermansia muciniphila was elevated in responder patient
samples versus those of non-responders [50]. This study also explored
the effect of antibiotics in combination with anti-PD1 therapy on
the responsiveness to therapy. Antibiotic use corresponded with
decreased responsiveness, possibly due to the induction of dysbiosis
[50]. Compromising the diversity of the microbiome impeded the
efficacy of immunotherapy. These findings are also supported by
separate studies that have correlated intrinsic low-diversity and nonresponsiveness to treatment [47,48].
Dysbiosis is a common denominator between leukemia, breast,
skin, foregut, and other cancers. It can systemically and locally
effect the progression and treatment of cancer. More so, modifying
and monitoring dysbiosis could increase the efficacy of cancer
treatment. Alternative approaches to cancer treatment include
microbiomic profiling for risk stratification before antibiotic
administration, probiotics, prebiotics, and fecal microbiome
transplants. Unfortunately, despite the evidence correlating dysbiosis
with cancer, robust clinical trials have not progressed to enhance
cancer treatment using microbiome modification. In contrast,
algorithms have been designed to predictively model cancer risk
based upon genomic mutations [51]. With the amount of data that
is being accrued regarding dysbiosis and the role of microbiome in
cancer, similar predictive modeling could be employed. Lastly, cancer
therapeutics are constantly being developed from the microbiome
[52], including immunotherapy modulators and anti-tumor bacterial
secondary metabolites. Altogether, this highlights the important role
of the microbiome in the future of personalized medicine and cancer treatment.
Funding support came from the National Institutes for Health
and National Cancer Institute through award K22-CA190674
(B.M.B.), the National Science Foundation through award number
1844430 (C.P.A.), the University of New Hampshire CoRE Pilot
Research Partnership (C.P.A. and B.M.B.), as well as the University of
New Hampshire Hamel Center for Undergraduate Research. Portions
of this work appear in the Master’s thesis of K.C.B (https://scholars.
unh.edu/cgi/viewcontent.cgi?amp=&article=2307&context=thesis)
at the University of New Hampshire.
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